Information according to § 5 TMG
Digital Transformation Capital Partners GmbH
Am Sandtorpark 2
20457 Hamburg
Commercial register entry: HRB 162778
Registration court: Amtsgericht Hamburg
Management:
Vicente Vento,
Martin Klima,
Dr. Stefan Graiche
Contact
E-mail: info@digitaltransformation.capital
Phone: +49 1551 57339864
VAT ID
DE 298647255
Authorization
Digital Transformation Capital Partners GmbH is licensed as an investment firm (Wertpapierinstitut) pursuant to the German Investment Firms Act (Wertpapierinstitutsgesetz, WpIG) under the supervision of the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, BaFin).
Scope of Authorization
Digital Transformation Capital Partners GmbH holds a license pursuant to Section 15 of the German Investment Firms Act (WpIG) for investment brokerage (Anlagevermittlung, Section 2 (2) No. 3 WpIG) and investment advisory services (Anlageberatung, Section 2 (2) No. 4 WpIG), in each case without acquiring ownership or possession of funds or securities of clients or acquiring or disposing of financial instruments for its own account when providing these investment services.
Responsible Supervisory Authority
German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, BaFin)
Marie-Curie-Strasse 24 – 28, 60439 Frankfurt am Main, Germany
Phone: +49 228.4108 0
Fax: +49 228.4108 1550
poststelle@bafin.de
Statutory Compensation Scheme
Digital Transformation Capital Partners GmbH is assigned to the Compensatory Fund of Securities Trading Companies (Entschädigungseinrichtung der Wertpapierhandelsunternehmen, EdW).
Behrenstrasse 31, 10865 Berlin, Germany
Phone: +49 30 203699 5626
Email: mail@e-d-w.de www.e-d-w.de
Customer Complaints
A complaint or issue of dissatisfaction can be submitted, free of charge, in the following ways to Digital Transformation Capital Partners GmbH’s complaints management function:
In writing to:
Digital Transformation Capital Partners GmbH
Dr. Stefan Graiche
Am Sandtorpark 2
20457 Hamburg
By phone: +49 151 67828470
By email: stefan.graiche@digitaltransformation.capital
On receipt of your communication, we will undertake an assessment as to whether this is a complaint in connection with our investment services and should be handled in line with our internal complaints policy.
If that is the case, we will provide an acknowledgement of your complaint promptly and will keep you informed of our progress in reviewing your complaint.
We will ensure that we investigate the complaints effectively, impartially, competently and diligently. We will seek additional information where necessary. Our assessment of the complaint will be made promptly, adequately and without conflicts of interest. We will assess the remedial action or redress that is appropriate if the complaint is upheld and will also assess whether another respondent party is solely or jointly responsible for the issue raised within the complaint. We will communicate our position on the complaint to you and inform you about your options, including that you may be able to take civil action.
When an answer cannot be provided within three business days, we will inform you about the causes of the delay and indicate when the investigation by us is likely to be completed. We will provide you with details of who is internally responsible for handling your complaint and who will provide you with updates.
All final answers to you will be provided on paper or in another durable medium, to the extent that you have not expressly demanded an oral answer only. Alternatively, oral complaints can only be answered orally if you consent to this.
We will ask you to confirm if you are satisfied with our conclusion. Where the offer of remedial action or redress is accepted, we will ensure that we comply with the terms of this. If you are not satisfied with our conclusion, we will not close your complaint and will continue to seek resolution.
SFDR Disclosures
I. Sustainability Risks (Art. 3 (2) SFDR)
Digital Transformation Capital Partners GmbH (DTC) integrates sustainability risks in its investment advice. Sustainability risks are environmental, social or governance events or conditions, the occurrence of which could have an actual or potential material adverse effect on the value of the investment. In its due diligence process, DTC conducts thorough due diligence work on all investment opportunities. Such due diligence work includes ESG related aspects and assessments to the extent relevant. The results of such due diligence work are taken into account when providing investment advice. At all times, DTC will apply the principle of proportionality taking due account of the relevance of ESG aspects in light of the specific investment opportunities as well as its transactional context.
II. Principal Adverse Impacts (Art. 4 (5) SFDR)
We believe in the societal and business benefits of a responsible Environmental, Social and Governance (ESG) policy. Through our investment advisory processes, we seek to identify, grow and improve the Funds’ portfolio companies, ensuring long-term sustainable value creation. We recognize that ESG principles can contribute to creating value for investors and all other stakeholders – both in terms of mitigating risks and seizing opportunities. However for the time being the fund does not consider the adverse impacts of investment decisions on ESG factors due to absence of sufficient data for the performance of an adequate assessment of the potential adverse impact of the investment decision on Sustainability Factors as well as due to lack of relevant disclosures from target investments. Thus, we will re-evaluate the conditions end of 2023. As soon as we start considering adverse sustainability impacts into our investment decisions, we will disclose the relevant information to investors and on our website.
III. Remuneration Policy (Art. 5 (1) SFDR)
DTC is required to include in its remuneration policies information on how such policies are consistent with the integration of sustainability risks and to publish such information on the website. DTC considers sustainability risks in its remuneration policies. Some of DTC’s staff may be eligible for bonuses which are granted on a discretionary basis. Where applicable, DTC will ensure that the implementation of such bonus system does not lead to an excessive assumption of risks which also includes sustainability risks.
IV. Product Specific Information
Where can I find more product specific information online regarding Digital Infrastructure Vehicle II SCSp SICAV-RAIF(DIV II) and DTCP Growth Equity III SCSp SICAV-RAIF (GE III)? More product-specific information can be found on the website: https://www.fundrock-lis.com/esg/